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Formats

Annual Disclosures
Description Compliance under Regulation  
Annual disclosures of shareholding to target company by promoters, persons acting in concert & persons holding more than 15% of the voting capital of the Target Company. 8(1) & 8(2)
Annual disclosure of shareholding of promoters, persons acting in concert & persons holding more than 15% of the voting capital of the Target Company to Stock Exchanges, where the shares of the company are listed. 8(3)
Format of the register to be maintained by listed companies for recording the information received under Regualtion 6(3), Regulation 7(1) & Regualtion 8(2). 8(4)
     
Transaction Specific Disclosures
Description Compliance under Regulation  
Disclosure of details of acquisition exceeding 5%, 10%, 14%, 54% & 74% to target company and Stock Exchanges where the shares of the target company are listed. 7(1)
Disclosure of details of purchase and sale aggregating 2% or more of the share capital of the company to target company and Stock Exchanges where the shares of the target company are listed. 7(1A)
Disclosure of details of acquisition to Stock Exchanges by target company, in respect of information received under Regualtion 7(1) & 7(1A). 7(3)
Format for filing the information with Stock Exchanges by acquirer in respect of some exempted acquisitions under Regualtion 3. 3(3)
Format for filing the report of with Stock Exchanges by acquirer in respect of some exempted acquisitions under Regualtion 3. 3(4)
Disclosure of Pledged Shares 8A(1)/ 8A(2)/ 8A(3)
Disclosure of Pledged shares 8A(4)
     
Transitional Disclosures
Description Compliance under Regulation  
Disclosures of shareholding to target company by promoters, persons acting in concert & persons holding more than 5% of the voting capital of the Target Company. 6(1) / 6(3)
Disclosure of shareholding by the target/reporting company in respect of to Stock Exchanges, of shareholding of promoters, persons acting in concert & persons holding more than 5% of the voting capital of the Target Company. 6(2) / 6(4)
     
Formats
Description Compliance under Regulation  
Format of Application for taking exemption from Takeover Panel. 4
Standard Letter of Offer for an open offer in terms of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 and subsequent amendments thereof 18
Format of Public Announcement 16
45 days report in respect of open offer made by (Acquirer) for acquiring shares of (Target Company) 24(2)
Format of due diligence certificate 24(7)
     
Formats under SEBI (Prohibition of Insider Trading) Regulations, 1997
Description Compliance under Regulation  
Form A -Initial Disclosre on acquisition of more than 5% shares of any listed company 13 (1)
Form B - Initial Disclosure by director or officer of a listed company 13 (2)
Form C - Continual Disclosure by a person holding more than 5% shares in any listed company 13 (3)
Form D - Continual Disclosure by a director or officer of any listed company 13 (4)
Schedule I -Model Code of Conduct for Prevention of Insider Trading for Listed Companies 12 (1)
Schedule II - Code of Corporate Disclosure Practices for prevention of Insider Trading 12 (2)
     

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