Annual disclosures of shareholding to Target Company by promoters, persons acting in concert & persons holding 25% or more of the voting capital of the Target Company.
30(1) and 30(2)
Transaction Specific Disclosures
Description
Compliance under Regulation
Disclosure of details of acquisition of 5% or more voting rights to Target Company and Stock Exchanges where the shares of the target company are listed.
29(1)
Disclosure of details of acquisition or disposal of 2% or more of the voting rights to Target Company and Stock Exchanges where the shares of the target company are listed.
29(2)
Disclosure for shares encumbered/ invocation of encumbrance/ release of encumbrance.
31(1) / 31(2)
Offer Documents
Description
Compliance under Regulation
Short Public Announcement
15(1)
Detailed Public Announcement to the shareholders of Target Company
15(2)
Issue Opening Advertisement to the Shareholders of Target Company
18(7)
Standard Format for Letter of Offer
16(1)
Disclosures by an Acquirer for shares/ voting rights acquired during the offer period
18(6)
Post Offer Advertisement
18(12)
Recommendations of the Committee of Independent Directors (IDC) on the Open Offer to the Shareholders of the Target Company
26(7)
Post-Open Offer Report
27(7)
Exemptions Formats
Description
Compliance under Regulation
Intimation to Stock Exchanges in respect of acquisition pursuant to inter se transfer of shares amongst qualifying persons
10(5)
Intimation to Stock Exchanges in respect of acquisition from state-level financial institutions or their subsidiaries or companies promoted by them
10(5)
Intimation to Stock Exchanges in respect of acquisition of shares from a venture capital fund or a foreign venture capital investor
10(5)
Report to Stock Exchanges in respect of any acquisition made in reliance upon exemption provided for in Regulation 10
10(6)
Report to SEBI in respect of Inter se transfer amongst immediate relatives
10(7)
Report to SEBI in respect of Inter se transfer amongst persons named as promoters in the shareholding pattern filed by the target company
10(7)
Report to SEBI in respect of Inter se transfer amongst a company and its affiliates as prescribed
10(7)
Report to SEBI in respect of Inter se transfer amongst persons acting in concert
10(7)
Report to SEBi in respect of Inter se transfer amongst shareholders of a target company who have been persons acting in concert as per conditions specified
10(7)
Report to SEBI for Acquisition of shares pursuant to arrangement not directly involving the target company, as a transferor company or as a transferee company
10(7)
Report to SEBI in acquisition of voting rights or preference shares carrying voting rights
10(7)
Report to SEBI in respect of acquisition of shares pursuant to CDR scheme
10(7)
Report to SEBI in respect of acquisition pursuant to Buy Back of shares
10(7)
Report to SEBI in respect of any acquisition of shares upto and beyond his entitlement, pursuant to a rights issue
10(7)
Report to SEBI in respect of any acquisition of shares in a target company from a venture capital fund or a foreign venture
10(7)
Formats under SEBI (Prohibition of Insider Trading) Regulations, 1992
Description
Compliance under Regulation
Form A - Initial Disclosure on acquisition of more than 5% shares of any listed company
13 (1)
Form B - Initial Disclosure by director or officer of a listed company
13 (2)
Form B - Initial Disclosure by Promoter or Person who is part of Promoter Group of a listed company
13(2A)
Form C - Continual Disclosure by a person holding more than 5% shares in any listed company
13 (3)
Form D - Continual Disclosure by a director or officer of any listed company
13 (4)
Form D - Continual Disclosure by a Promoter or Person who is part of Promoter Group of a listed company.
13 (4A)
Schedule I -Model Code of Conduct for Prevention of Insider Trading for Listed Companies
12 (1)
Schedule II - Code of Corporate Disclosure Practices for prevention of Insider Trading
