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Annual Disclosures
Description Compliance under Regulation  
Annual disclosures of shareholding to Target Company by promoters, persons acting in concert & persons holding 25% or more of the voting capital of the Target Company.(Upto Aug 24, 2014) 30(1) and 30(2)
Annual disclosures of shareholding to Target Company by promoters, persons acting in concert & persons holding 25% or more of the voting capital of the Target Company.(w.e.f Aug 25, 2014) 30(1) and 30(2)
     
Transaction Specific Disclosures
Description Compliance under Regulation  
Disclosure of details of acquisition of 5% or more shares to Target Company and Stock Exchanges where the shares of the Target Company are listed. (Upto Oct 21, 2013) 29(1)
Disclosure of details of acquisition or disposal of 2% or more of the shares to Target Company and Stock Exchanges where the shares of the target company are listed. (Upto Oct 21, 2013) 29(2)
Disclosure for shares encumbered/ invocation of encumbrance/ release of encumbrance. (Upto Oct 21, 2013) 31(1) / 31(2)
Disclosure of details of acquisition of 5% or more shares to Target Company and Stock Exchanges where the shares of the Target Company are listed. (w.e.f Oct 22, 2013) 29(1)
Disclosure of details of acquisition or disposal of 2% or more of the shares to Target Company and Stock Exchanges where the shares of the target company are listed. (w.e.f. Oct 22, 2013) 29(2)
Disclosure for shares encumbered/ invocation of encumbrance/ release of encumbrance. (w.e.f. Oct 22, 2013) 31(1) / 31(2)
     
Offer Documents
Description Compliance under Regulation  
Public Announcement 15(1)
Detailed Public Statement to the shareholders of Target Company 15(2)
Issue Opening Advertisement to the Shareholders of Target Company 18(7)
Standard Format for Letter of Offer 16(1)
Disclosures by an Acquirer for shares/ voting rights acquired during the offer period 18(6)
Post Offer Advertisement 18(12)
Recommendations of the Committee of Independent Directors (IDC) on the Open Offer to the Shareholders of the Target Company 26(7)
Post-Open Offer Report 27(7)
     
Exemptions Formats
Description Compliance under Regulation  
Intimation to Stock Exchanges in respect of acquisition pursuant to inter se transfer of shares amongst qualifying persons 10(5)
Intimation to Stock Exchanges in respect of acquisition from state-level financial institutions or their subsidiaries or companies promoted by them 10(5)
Intimation to Stock Exchanges in respect of acquisition of shares from a venture capital fund or a foreign venture capital investor 10(5)
Report to Stock Exchanges in respect of any acquisition made in reliance upon exemption provided for in Regulation 10 10(6)
Report to SEBI in respect of Inter se transfer amongst immediate relatives 10(7)
Report to SEBI in respect of Inter se transfer amongst persons named as promoters in the shareholding pattern filed by the target company 10(7)
Report to SEBI in respect of Inter se transfer amongst a company and its affiliates as prescribed 10(7)
Report to SEBI in respect of Inter se transfer amongst persons acting in concert 10(7)
Report to SEBi in respect of Inter se transfer amongst shareholders of a target company who have been persons acting in concert as per conditions specified 10(7)
Report to SEBI for Acquisition of shares pursuant to arrangement not directly involving the target company, as a transferor company or as a transferee company 10(7)
Report to SEBI in acquisition of voting rights or preference shares carrying voting rights 10(7)
Report to SEBI in respect of acquisition of shares pursuant to CDR scheme 10(7)
Report to SEBI in respect of acquisition pursuant to Buy Back of shares 10(7)
Report to SEBI in respect of any acquisition of shares upto and beyond his entitlement, pursuant to a rights issue 10(7)
Report to SEBI in respect of any acquisition of shares in a target company from a venture capital fund or a foreign venture 10(7)
     
Formats under SEBI (Prohibition of Insider Trading) Regulations, 1992
Description Compliance under Regulation  
Form A - Initial Disclosure on acquisition of more than 5% shares of any listed company 13 (1)
Form B - Initial Disclosure by director or officer of a listed company 13 (2)
Form B - Initial Disclosure by Promoter or Person who is part of Promoter Group of a listed company 13(2A)
Form C - Continual Disclosure by a person holding more than 5% shares in any listed company 13 (3)
Form D - Continual Disclosure by a director or officer of any listed company 13 (4)
Form D - Continual Disclosure by a Promoter or Person who is part of Promoter Group of a listed company. 13 (4A)
Schedule I -Model Code of Conduct for Prevention of Insider Trading for Listed Companies 12 (1)
Schedule II - Code of Corporate Disclosure Practices for prevention of Insider Trading 12 (2)